ANDREW JAMES ZAVAC

ANDREW JAMES ZAVAC is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 100 HOWE DRIVE, COVINGTON, KY, 41015.

ANDREW JAMES ZAVAC has worked at FIDELITY BROKERAGE SERVICES LLC since October 21, 2016

Disclosure History

ANDREW JAMES ZAVAC has 1 Disclosure Event(s).

Date: October 27, 2017
Category: Customer Dispute
Allegations: The customer alleged that the registered representative did not follow her instructions to liquidate her account.
Damage Amount Requested: $6,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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