ANDY GELIN

ANDY GELIN is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 255-257 FIRST AVE, NEW YORK, NY, 10003.

ANDY GELIN has worked at J.P. MORGAN SECURITIES LLC since September 28, 2017

Disclosure History

ANDY GELIN has 3 Disclosure Event(s).

Date: July 16, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: July 16, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: November 04, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $3,249.00
Judgment/Lien Type: Civil
Broker Comment: Under repayment of $50.00 per month starting September 28, 2015 until balance is paid in full.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANDY GELIN, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.