ANGEL RUBEN TINEO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3635 BELL BLVD, BAYSIDE, NY, 11361.
ANGEL RUBEN TINEO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 30, 2016
Disclosure History
ANGEL RUBEN TINEO has 7 Disclosure Event(s).
Date: February 11, 2016 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 01, 2014 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: April 01, 2013 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: December 08, 2008 Category: Customer Dispute Allegations: "THE CLIENT ALLEGES THAT AGENT NEVER INFORMED HIM THAT THE PREMIUMS IN HIS VARIABLE LIFE INSURANCE POLICY WOULD INCREASE WITH AGE. CLIENT IS REQUESTING THE FIRM TO ISSUE HIM A REGULAR LIFE INSURANCE POLICY WITHOUT INCREASING PREMIUMS. DAMAGES ARE UNSPECIFIED." I BECAME AWARE OF THIS COMPLAIN, WHEN I WENT ONLINE TO REVIEW MY CRD, AS I FREQUENTLY DO. I HAD ALSO APPLIED FOR APPOINTMENT WITH METROPOLITAN LIFE INSURANCE. THE ALLEGATION THE CLIENT MADE WERE FOUND TO HAVE NO BASIS AND DISMISSED BY AXA ADVISORS. THIS POLICY HAS BEEN IN PLACE CLOSE TO TWO DECADES WITHOUT ANY PREVIOUS COMPLAINS. THERE WERE NO DAMAGES.
Date: August 27, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: August 08, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: BANK OF AMERICA / ORIGINAL AMOUNT OF DEBT: $3423.00 / AMOUNT SETTLED UPON TO PAY: $1170.15
Date: August 08, 2008 Category: Financial Type: Compromise Disposition: Satisfied/Released Broker Comment: BANK OF AMERICA / ORIGINAL AMOUNT OF DEBT: $116.00 / AMOUNT SETTLED UPON TO PAY: $75.00
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