ANGELA CARTER BATES is currently employed as a Broker and/or Investment Adviser at AVONDALE PARTNERS, LLC located at 3102 WEST END AVE, STE 1100, NASHVILLE, TN, 37203.
ANGELA CARTER BATES has worked at AVONDALE PARTNERS, LLC since December 20, 1999
Disclosure History
ANGELA CARTER BATES has 2 Disclosure Event(s).
Date: September 21, 1993 Category: Regulatory
Date: April 16, 1992 Category: Regulatory Initiated By: NASD-REGULATOR Allegations: VOLUME NOT REPORTED Resolution: Settled SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $7,500.00 Sanction Details: $7,500.00 FINE SEVERALLY AND JOINTLYPAID BY HERMITAGE CAPITAL 8/5/1992
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