ANGELA MARIE CABALLERO is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 7490 N LA CHOLLA, TUCSON, AZ, 85741.
ANGELA MARIE CABALLERO has worked at CETERA ADVISOR NETWORKS LLC since January 17, 2017
Disclosure History
ANGELA MARIE CABALLERO has 3 Disclosure Event(s).
Date: September 12, 2011 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: September 20, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: November 26, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPRESENTATION RELATING TO A U.S TREASURY NOTES TIPS INVESTMENT. ACTIVITY DATES 11/26/08-11/26/08. Damage Amount Requested: $19,121.32 Settlement Amount: $19,121.32
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