ANGELA JILL CARRIER

ANGELA JILL CARRIER is currently employed as a Broker and/or Investment Adviser at INNOVATION PARTNERS LLC located at 5950 FAIRVIEW ROAD, SUITE 806, CHARLOTTE, NC, 28210.

ANGELA JILL CARRIER has worked at INNOVATION PARTNERS LLC since February 19, 2016

Disclosure History

ANGELA JILL CARRIER has 2 Disclosure Event(s).

Date: February 09, 2016
Category: Employment Separation After Allegations
Firm Name: Foresters Financial Services Inc. (FFS)
Termination Type: Discharged
Allegations: The company commenced a review of violations of firm policies and procedures by Ms. Carrier while she was on heightened supervision, including but not limited to, violations of recordkeeping and other client paperwork/account processing requirements.

Date: March 14, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $235.00
Judgment/Lien Type: Civil
Broker Comment: EX SPOUSE OPTED TO RETRO AFTER THE FACT FOR TIME HE SPENT WITH CHILDREN. $235.00 IS PAID MONTHLY. Payment amount still current to date.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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