ANGELA HALL

ANGELA HALL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 3102 WEST END AVENUE, 5TH & 7TH FLOORS, NASHVILLE, TN, 37203.

ANGELA HALL has worked at UBS FINANCIAL SERVICES INC. since April 13, 2017

Disclosure History

ANGELA HALL has 2 Disclosure Event(s).

Date: January 08, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 16, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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