ANGELI AGUILA FORSTER is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 4540 KEARNY VILLA RD, #202, SAN DIEGO, CA, 92123.
ANGELI AGUILA FORSTER has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2017
Disclosure History
ANGELI AGUILA FORSTER has 2 Disclosure Event(s).
Date: November 03, 2003 Category: Employment Separation After Allegations Firm Name: UBS FINANCIAL SERVICES INC. Termination Type: Discharged Allegations: FAILING TO COMPLY WITH FIRM POLICIES CONERNING THE LIQUIDATION OF SECURITIES WITHOUT CLIENT CONSENT TO SATISFYPREDETERMINED CLIENT REQUESTS FOR CASH DISTRIBUTIONS, AS WELL FOR INAPPROPRIATE INTERACTIONS WITH COWORKERS. Broker Comment: REPRESENTATIVE DENIES ALL ALLEGATIONS. SUBSEQUENTLY, IN 2004, I COMMENCED 7 CAUSES OF ACTION AGAINST UBS AND THE ARBITRATION OCCURRED IN 2005-2007. THIS INCLUDED CLAIMS OF DEFAMATION, BREACH OF CONTRACT, UNFAIR COMPETITION AND UNPAID COMPENSATION. I ALSO COMMENCED DEFAMATION, THEFT OF PROSPECT FILES AND BREACH OF NON-SOLICIT AGREEMENTS AGAINST CANDICE HALL GLEESON AND DAVE RACICOT. UBS' ALLEGATION OF LIQUIDATION WITHOUT AUTHORIZATION WAS FALSE BECAUSE THE CLIENT SIGNED AN AFFIDAVIT STATING HE AUTHORIZED IT. THIS FALSE ALLEGATION AND SUBSEQUENT DEFAMATION WERE THEIR ATTEMPTS TO RUIN MY REPUTATION, CONVERT MY CLIENTS AND DESTROY MY CAREER. IN 2007 I AGREED TO A SETTLEMENT TO AVOID FURTHER HEARINGS. BY ACCEPTING THEIR SETTLEMENT PAYMENT, I RELEASED AND DISCHARGED UBS AND ITS AFFILIATES FROM THE CLAIMS.
Date: June 19, 2003 Category: Customer Dispute Allegations: CLAIMANT ALLEGES BREACH OF FIDUCIARY DUTY, NEGLIGENCE, UNSUITABILITY, FRAUD AND MISREPRESENTATION IN CONNECTION WITH MUTUAL FUNDS PURCHASED IN HIS UBS ACCOUNTS. Damage Amount Requested: $250,000.00 Damages Granted: $138,000.00 Broker Comment: CLAIMANT DISMISSED ALL CLAIMS AGAINST FORSTER PRIOR TO ANY SETTLEMENT. BROKER WAS DISMISSED AS A RESPONDENT 11/10/2003, THEN WAS ADDED BACK ON 5/21/2004. THE SUPERIOR COURT OF CALIFORNIA GRANTED HER PETITION TO VACATE THE NASD ARIBITRATION AWARD DEC.10,2004. SHE WAS NAMED BACK IN ERROR AFTER SHE WAS ORIGINALLY Dismissed AND THE COURT AGREED WITH HER. THE COURT STATED THAT SHE SHOULD NOT HAVE BEEN RENAMED, AND ALSO STATED THAT THE AWARD WAS NOT AGAINST HER BUT ONLY AGAINST UBS.
More Information
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