ANGELO MICHAEL PANOFF

ANGELO MICHAEL PANOFF is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 5400 GATEWAY CENTER, SUITE A, FLINT, MI, 48507.

ANGELO MICHAEL PANOFF has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since December 08, 2017

Disclosure History

ANGELO MICHAEL PANOFF has 1 Disclosure Event(s).

Date: March 10, 2000
Category: Customer Dispute
Allegations: CUSTOMER IS ALLEGING THE UNAUTHORIZED SALE OF 900 SHARES OF CBS BY HIS FINANCIAL ADVISOR, ANGELO PANOFF.
Damage Amount Requested: $20,000.00
Settlement Amount: $2,916.93
Broker Comment: THIS MATTTER WAS SETTLED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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