ANITA MARIE BEATTY

ANITA MARIE BEATTY is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 825 EAST 1180 SOUTH, AMERICAN FORK, UT, 84003.

ANITA MARIE BEATTY has worked at FIDELITY BROKERAGE SERVICES LLC since March 07, 2016

Disclosure History

ANITA MARIE BEATTY has 2 Disclosure Event(s).

Date: December 02, 2009
Category: Financial
Type: Short Sale
Disposition: Satisfied/Released

Date: August 27, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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