ANN MARIE DONALDSON

ANN MARIE DONALDSON is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 270 Park Avenue, 16th Floor, New York, NY, 10017.

ANN MARIE DONALDSON has worked at J.P. MORGAN SECURITIES LLC since July 16, 2013

Disclosure History

ANN MARIE DONALDSON has 1 Disclosure Event(s).

Date: December 08, 1999
Category: Criminal
Charges: CONSPIRACY 2ND DEGREE
Disposition: CHARGES WERE DROPPED ; NOLLE PROSEQUI
Broker Comment: CHARGES WERE DROPPED. APPOINTMENT SCHEDULED FOR EXPUNGEMENT WILL SUPPLY COPY OF THE ORDER ONCE APPROVED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANN MARIE DONALDSON, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.