ANN HARTMANN is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL ADVISORS CORPORATION located at 6635 W. CENTRAL AVE., TOLEDO, OH, 43617.
ANN HARTMANN has worked at LINCOLN FINANCIAL ADVISORS CORPORATION since June 01, 1998
Disclosure History
ANN HARTMANN has 2 Disclosure Event(s).
Date: April 24, 1993 Category: Customer Dispute Allegations: MISREPRESENTATION, PERFORMANCE OFINVESTMENTS, 54,000 DAMAGES (PURCHASE PRICE LESS MINIMUMCURRENT VALUE) Damage Amount Requested: $54,000.00 Settlement Amount: $110,000.00 Broker Comment: CASE WAS SETTLED ON BEHALF OF CUSTOMER FOR$110,000. SETTLEMENT AGREEMENT WAS ENTERED INTO TO AVOID THEEXPENSE & BURDEN OF LITIGATION, AND NOT AS AN ADMISSION OFLIABILITY.NOT PROVIDED
Date: July 17, 1991 Category: Customer Dispute Allegations: CLIENT ALLEGES DID NOT RECEIVE PROSPECTUS &SALE UNSUITABLE ALLEGED DAMAGES ARE $36,000. Damage Amount Requested: $36,000.00 Settlement Amount: $36,000.00 Broker Comment: CIGNA SETTLED OUT OF COURT TO AVOID THE EXPENSEAND BURDEN OF LITIGATION AND NOT AS AN ADMISSION OF LIABILITY.MY NORMAL BUSINESS PROCEDURE IS TO GIVEPROSPECTUSES AT THE MEETING BEFORE THE ONE BEFORE. I CLOSE THESALE. WITH $70 MILLION UNDER MANAGEMENT & 11 YEARS IN BUSINESS,THIS IS THE FIRST TIME A CLIENT HAS COMPLAINED OF NO PROSPECTUSHAD BEEN RECEIVED AND READ.
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