ANN ELIZABETH HATTENBERGER

ANN ELIZABETH HATTENBERGER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1502 HIGHWAY 33 S, CLOQUET, MN, 55720.

ANN ELIZABETH HATTENBERGER has worked at WELLS FARGO CLEARING SERVICES, LLC since September 26, 2014

Disclosure History

ANN ELIZABETH HATTENBERGER has 1 Disclosure Event(s).

Date: January 02, 2014
Category: Financial
Type: Bankruptcy
Disposition: Dissolved
Broker Comment: BANKRUPTCY FILED DUE TO DIVORCE. EX-HUSBAND WAS FILING FOR BANKRUPTCY AND I IN TURN HAD TO DO THE SAME.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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