ANN E HOSTETLER

ANN E HOSTETLER is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 115 S MADISON ST, WALLA WALLA, WA, 99362.

ANN E HOSTETLER has worked at CETERA ADVISORS LLC since February 28, 2012

Disclosure History

ANN E HOSTETLER has 1 Disclosure Event(s).

Date: December 18, 2013
Category: Customer Dispute
Allegations: UNATHORIZED TRADE.
Settlement Amount: $205,000.00
Broker Comment: I WAS FOLLOWING THE INSTRUCTIONS FROM THE REGISTERED REPRESENTATIVE AT THE TIME OF THE TRADE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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