ANN FUCILE MAILE

ANN FUCILE MAILE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at SOMERSET PLACE OFFICE BLDG, 2301 WEST BIG BEAVER RD., TROY, MI, 48084.

ANN FUCILE MAILE has worked at UBS FINANCIAL SERVICES INC. since February 21, 1989

Disclosure History

ANN FUCILE MAILE has 1 Disclosure Event(s).

Date: November 18, 2008
Category: Customer Dispute
Allegations: TIME FRAME: APEIL 2007 THRU NOVEMBER 18, 2008. CLIENT'S COUNSEL ALLEGES THAT THE RISKS ASSOCIATED WITH THE STRUCTURED PRODUCTS INVESTMENTS (LEHMAN) WERE NEVER DISCLOSED. COUNSEL FURTHER ALLEGES THAT THE SECURITIES PURCHASED IN THE CLIENT'S ACCOUNT WERE UNSUITABLE AND INAPPROPRIATE INVESTMENTS. DAMAGES ESTIMATED TO BE IN EXCESS OF $5,000.
Damage Amount Requested: $5,000.00

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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