ANN FUCILE MAILE is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at SOMERSET PLACE OFFICE BLDG, 2301 WEST BIG BEAVER RD., TROY, MI, 48084.
ANN FUCILE MAILE has worked at UBS FINANCIAL SERVICES INC. since February 21, 1989
Disclosure History
ANN FUCILE MAILE has 1 Disclosure Event(s).
Date: November 18, 2008 Category: Customer Dispute Allegations: TIME FRAME: APEIL 2007 THRU NOVEMBER 18, 2008. CLIENT'S COUNSEL ALLEGES THAT THE RISKS ASSOCIATED WITH THE STRUCTURED PRODUCTS INVESTMENTS (LEHMAN) WERE NEVER DISCLOSED. COUNSEL FURTHER ALLEGES THAT THE SECURITIES PURCHASED IN THE CLIENT'S ACCOUNT WERE UNSUITABLE AND INAPPROPRIATE INVESTMENTS. DAMAGES ESTIMATED TO BE IN EXCESS OF $5,000. Damage Amount Requested: $5,000.00
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