Ann T Onhaizer is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 208 GOLDEN OAK CT, VIRGINIA BEACH, VA, 23452.
Ann T Onhaizer has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since June 24, 1991
Disclosure History
Ann T Onhaizer has 2 Disclosure Event(s).
Date: December 22, 2010 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNSUITABLE INVESTMENT RECOMMENDATIONS FROM NOVEMBER 2007 TO APRIL 2010. Damage Amount Requested: $185,870.77 Broker Comment: DENIED COMPLAINT
Date: August 19, 1996 Category: Customer Dispute Allegations: VERBAL CUSTOMER COMPLAINT ALLEGINGAPPROXIMATELY $100,000 IN LOSSES ARISING FROM SEVERAL PURCHASESOF MEDAPHIS STOCK BY THE CUSTOMER AT MERRILL LYNCH AND AT OTHERFIRMS BASED UPON A RECOMMENDATION BY THE BROKER THAT THIS WASAN ALLEGED IMMINENT TAKEOVER CANDIDATE. Damage Amount Requested: $100,000.00 Settlement Amount: $53,000.00 Broker Comment: CLAIM SETTLED FOR $53,000. THE STOCK WAS BROUGHTTO THE CUSTOMERS ATTENTION AS IT WAS CONSISTENT WITH OTHERUNSOLICITED ACTIVITY EFFECTED BY THE CUSTOMER.ALL CLAIMS OF WRONGDOING AND LIABILITY AREDENIED. CLAIM SETTLED TO AVOID THE UNCERTAINTIES AND EXPENSESOF THREATENED ARBITRATION OR LITIGATION. CUSTOMER WASHIGHLIGHTING ONE LOSING STOCK POSITION IN AN OTHERWISEPROFITABLE ACCOUNT.
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