ANN MARIE PRIZZI

ANN MARIE PRIZZI is currently employed as a Broker and/or Investment Adviser at CAPITOL SECURITIES MANAGEMENT, INC. located at 25 HANOVER RD. BUILDING A, SUITE 100, FLORHAM PARK, NJ, 07932.

ANN MARIE PRIZZI has worked at CAPITOL SECURITIES MANAGEMENT, INC. since June 01, 2007

Disclosure History

ANN MARIE PRIZZI has 4 Disclosure Event(s).

Date: August 25, 2016
Category: Financial
Type: Foreclosure
Disposition: Sold

Date: July 13, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED

Date: July 13, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED WITH CREDITOR

Date: July 13, 2009
Category: Financial
Type: Compromise
Disposition: SETTLED WITH CREDITOR

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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