ANN LOUISE VANDERSLICE is currently employed as a Broker and/or Investment Adviser at CABOT LODGE SECURITIES LLC located at 1 DENVER FEDERAL CENTER, BLDG 45, ROOM 1050 ENTRANCE E-9, DENVER, CO, 80225.
ANN LOUISE VANDERSLICE has worked at CABOT LODGE SECURITIES LLC since July 12, 2013
Disclosure History
ANN LOUISE VANDERSLICE has 2 Disclosure Event(s).
Date: April 01, 2009 Category: Employment Separation After Allegations Firm Name: SECURITIES AMERICA, INC. Termination Type: Permitted to Resign Allegations: FAILURE TO FOLLOW FIRM POLICY RELATING TO SIGNATURE USE AND THE SUPERVISION OF OFFICE STAFF.
Date: January 16, 2009 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT THE REPRESENTATIVE MISREPRESENTED A VARIABLE ANNUITY RIDER AND FORGED HER SIGNATURE. Damage Amount Requested: $7,336.50 Broker Comment: JACKSON NATIONAL LIFE AGREED TO REINSTATE THE ORIGINAL RIDER AT NO COST TO SAI, THE REPRESENTATIVE, OR THE CLIENT.
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