ANNA CHIN is currently employed as a Broker and/or Investment Adviser at ONEAMERICA SECURITIES, INC. located at 9500 ARBORETUM BLVD, STE 170, AUSTIN, TX, 78759.

ANNA CHIN has worked at ONEAMERICA SECURITIES, INC. since October 07, 2016

Disclosure History

ANNA CHIN has 1 Disclosure Event(s).

Date: March 01, 2017
Category: Customer Dispute
Allegations: Customer alleges that she cashed out her investment account at another firm and on the advice of her RR, beginning in September 2015, purchased fixed income products and a variable universal life policy that do not provide the liquidity that she needs. Customer has requested a refund of her money.
Settlement Amount: $34,001.24

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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