ANNA NAOMI HARTWELL

ANNA NAOMI HARTWELL is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 225 WILKINSON ST, SYRACUSE, NY, 13204.

ANNA NAOMI HARTWELL has worked at SAGEPOINT FINANCIAL, INC. since January 05, 2018

Disclosure History

ANNA NAOMI HARTWELL has 2 Disclosure Event(s).

Date: June 04, 2014
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: September 02, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I WAS RECENTLY DIVORCED AND MY EX HUSBAND WASNT PAYING CHILD SUPPORT. MY INCOME FROM 2 JOBS WAS GOING TO LIVING EXPENSES AND ATTORNEY BILLS. I TRIED TO SET UP A PAYMENT PLAN WITH THE CREDITOR BUT THEY WOULDNT ACCEPT IT THEY TOLD ME MY ONLY OPTION WAS TO SETTLE FOR LESS THAN FULL BALANCE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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