Anna Dorothy Williams

Anna Dorothy Williams is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 2140 FOURTH AVE N, ANOKA, MN, 55303.

Anna Dorothy Williams has worked at PFS INVESTMENTS INC. since October 27, 2017

Disclosure History

Anna Dorothy Williams has 2 Disclosure Event(s).

Date: September 29, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $7,416.00
Judgment/Lien Type: Civil
Broker Comment: I WAS GOING THROUGH A DIVORCE AND THIS IS THE ATTORNEY I HAS HIRED TO HANDLE MY CASE AT THE TIME.

Date: November 05, 1993
Category: Criminal
Charges: WRONGFULLY OBTAINING ASSISTANCE
Disposition: Reduced
Amended Charges: WRONGFULLY OBTAINING ASSISTANCE
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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