ANNE NOBLE AYRES is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 144 N. MAIN ST, BRANFORD, CT, 06405.
ANNE NOBLE AYRES has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since January 04, 2018
Disclosure History
ANNE NOBLE AYRES has 1 Disclosure Event(s).
Date: June 04, 2013 Category: Customer Dispute Allegations: TIME FRAME: MAY 2012 - JUNE 2013 CLIENT ALLEGES CSA AUTHORIZED FUND TRANSFER'S WITHOUT THE CLIENT'S KNOWLEDGE WHICH RESULTED IN A LARGE TAX LIABILITY. THE ALLEGED DAMAGES ARE ESTIMATED TO BE IN EXCESS OF $5,000 Settlement Amount: $37,743.00
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