ANNE M CRUZ

ANNE M CRUZ is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, INC located at 2377 W. SHAW AVE., SUITE 201A, FRESNO, CA, 93711.

ANNE M CRUZ has worked at TRANSAMERICA FINANCIAL ADVISORS, INC since January 06, 2012

Disclosure History

ANNE M CRUZ has 1 Disclosure Event(s).

Date: November 02, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: THIS DEBT WAS NOT SHOWING ON MY CREDIT REPORT. I RECEIVED A CALL AND SETTLED TO AVOID ANY POSSIBLE ADDITIONAL CHARGES.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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