ANOTHOUNE PHIMMASONE is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE INVESTING, LLC located at 19301 Promenade Dr, Leesburg, VA, 20176.

ANOTHOUNE PHIMMASONE has worked at CAPITAL ONE INVESTING, LLC since January 02, 2015

Disclosure History

ANOTHOUNE PHIMMASONE has 1 Disclosure Event(s).

Date: February 10, 2016
Category: Customer Dispute
Allegations: Customer complained to carrier Great American Insurance and alleges that she needed a product that would provide sustainable, guaranteed income.
Broker Comment: The carrier denied the customer's allegations that the investment was not suitable and sent the compliance department a copy of the letter.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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