ANTHONY ALFIERI is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 118 WALNUT RUN ROAD, LANDENBERG, PA, 19350.
ANTHONY ALFIERI has worked at LPL FINANCIAL LLC since June 30, 2016
ANTHONY ALFIERI has 3 Disclosure Event(s).
Date: February 11, 2009 Category: Customer Dispute Allegations: BASED ON THE FORM U5 AMENDMENT FILED BY THE REPRESENTATIVE'S PREDECESSOR BROKER DEALER " CUSTOMERS ALLEGE WHEN THEY PURCHASED VARIABLE LIFE INSURANCE POLICIES IN NOVEMBER 2000 THE REPRESENTATIVE ADVISED THE VALUE WOULD NO BE AFFECTED BY MARKET FLUCTUATION. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED".
Date: November 13, 1990 Category: Criminal Charges: RECEIVING STOLEN POPERTY UNDER $500; MISDEMEANOR; NOT GUILTY; N/A Charge Type: MISDEMEANOR Disposition: A. STIPULATION ORDERED; B. 5/9/1991; C.RESTITUTION DUE OF $500.00; D. N/A; E. N/A; F. $500.00; G MAY 1991. Broker Comment: I WAS OUT WITH FRIENDS AND WENT FOR A JOY RIDE IN A GOLF CART ON A NEIGHBORHOOH GOLD COURSE. I WAS A MINOR AT THE TIME. I WAS ARRESTED AND ORDERED TO PAY A $500.00 FINE WHICH I DID.
Date: June 17, 1989 Category: Criminal Charges: THEFT WAS REDUCED TO ATTEMPT TO COMMIT A CRIME, BOTH MISDEMEANORS. I WAS A MINOR. HEARING WAS ON 10/10/1989. I WAS ORDERED TO WRITE A 250 WORD ESSAY. CHARGES WERE DISMISSED ON 1/10/1990. Charge Type: MISDEMEANOR Disposition: A. DISMISSED; B. 1/10/1990; C. 250 WORD ESSAY; D. N/A; E.10/10/1990; F.N/A - ESSAY PAPER; G. N/A Broker Comment: I WAS HANGING OUT AT THE COUNTRY CLUB NEAR MY HOME. I WAS CAUGHT HANGING OUT AFTER HOURS.
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