BrokerSearch
ANTHONY ATA is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 265 MAIN STREET - ROUTE 28, MS: MA-144, NORTH READING, MA, 01864.
ANTHONY ATA has worked at CITIZENS SECURITIES, INC. since June 16, 2016
ANTHONY ATA has 1 Disclosure Event(s).
Date: March 25, 2010All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ANTHONY ATA, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.