ANTHONY DIMON BARONE

ANTHONY DIMON BARONE is currently employed as a Broker and/or Investment Adviser at VBC SECURITIES, LLC located at 348 CLIFTON AVENUE, CLIFTON, NJ, 07011.

ANTHONY DIMON BARONE has worked at VBC SECURITIES, LLC since October 01, 2014

Disclosure History

ANTHONY DIMON BARONE has 3 Disclosure Event(s).

Date: August 14, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 29, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 11, 2014
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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