ANTHONY JOSEPH BARRESE is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 148 GUILFORD SCHOOLHOUSE ROAD, NEW PALTZ, NY, 12561.
ANTHONY JOSEPH BARRESE has worked at CADARET, GRANT & CO., INC. since September 19, 2008
Disclosure History
ANTHONY JOSEPH BARRESE has 2 Disclosure Event(s).
Date: November 03, 1992 Category: Customer Dispute Allegations: CUSTOMER ALLEGED TAHT THE ACCOUNT TOO ACTIVE.THE ACTUAL DAMAGES WERE $2,500. THE INITIAL CLAIM WAS FOR$400,000. Damage Amount Requested: $3,074.77 Settlement Amount: $13,647.00 Broker Comment: SETTLEMENT OF $13,000.[CUSTOMER] AHAD AN ACCOUNT WITH ME FOR 21/2 YEARS. TRANSACTION INCLUDED BUYING AND SELLING OF STOCKS.[OTHER CUSTOMER NAMED] WAS MADE AWARE OF ACTIVITY THROUGHT CONFIRMATIONACTIVITY LETTERS SENT BY FIRM. AND PERIODIC CALLS FROM MYBRANCH MANAGER ACCOUNT ALWAYS SHOWED A PROFIT IN YEARS 1 AND 2DURING YEAR #3 WHEN [CUSTOMER] SHWOED A PAPER LOSS ON APARTICULAR POSITION A COMPLAINT WAS FILED SHORTLY AFTER.
Date: January 07, 1992 Category: Customer Dispute Allegations: UNAUTHORIZED TRADE. ACTUAL DAMAGES OF 125M.RESULTED IN SETTLEMENT OF 95M. Damage Amount Requested: $112,888.21 Settlement Amount: $95,000.00 Broker Comment: SETTLEMENT OF 95M.CUSTOMER CALLED ME WITH AN UNSOLICITED STOCKORDER. WHEN VALUE OF STOCK FELL DRASTICALLY WITHIN 2 DAYS,CUSTOMER CALLED BACK AND SAID THAT THEY DIDN'T PUT THE ORDERIN.
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