ANTHONY SCOTT BLISS is currently employed as a Broker and/or Investment Adviser at FTN FINANCIAL SECURITIES CORP located at 920 MEMORIAL CITY WAY, 11TH FLOOR, HOUSTON, TX, 77024.
ANTHONY SCOTT BLISS has worked at FTN FINANCIAL SECURITIES CORP since April 01, 2017
Disclosure History
ANTHONY SCOTT BLISS has 2 Disclosure Event(s).
Date: November 21, 1994 Category: Customer Dispute Allegations: NOT PROVIDED Damage Amount Requested: $53,434.00 Broker Comment: MGSI SECURITIES AND A. SCOTT BLISS, WITHOUTADMITTING ALLEGATIONS, AGREED TO EXECUTE A RELEASE ANDSETTLEMENT AGREEMENT WHEREBY [CUSTOMER] INSTRUCTED US TO SELL THEBOND IN QUESTION, AND MGSI SECURITIES, INC. PAID [CUSTOMER] THEPROCEEDS FROM THE SALE AND THE DIFFERENCE BETWEEN THE PROCEEDSAND $35,000.THE INVESTMENTS [CUSTOMER] PURCHASED AND SUBSEQUENTLYTOOK EXCEPTION TO WERE, IN MY OPINION, VERY ADEQUATELYEXPLAINED TO HIM. ALL THE IMPORTANT FACTS SUCH AS YIELD,MATURITY, LIQUIDITY AND ASSOCIATED RISK WERE DISCLOSED ANDUNDERSTOOD BY [CUSTOMER] BEFORE PURCHASE. ALSO, [CUSTOMER] HAD A HISTORYOF BUYING THIS TYPE OF SECURITY. THERE IS NO DOUBT IN MY MINDTHAT IF THESE ISSUES HAD BEEN LITIGATED TO A FINAL RESOLUTION,THE RULING WOULD HAVE BEEN IN MY FAVOR. UNFORTUNATELY,LITIGATION IS VERY EXPENSIVE, CONSEQUENTLY MY FIRM FELT THAT ASETTLEMENT IN WHICH NEITHER GUILT NOR INNOCENCE WOULD BEDETERMINED WAS THE MORE PRUDENT APPROACH.
Date: October 05, 1994 Category: Customer Dispute Allegations: Not Provided Settlement Amount: $37,500.00 Broker Comment: WITHOUT ADMISSION ALLEGATIONS MGSI SECURITIES,INC AND A. SCOTT BLISS AGREED TO EXECUTE A RELEASE ANDSETTLMENT AGREEMENT WHEREBY THE BANK RETAINED THE BOND INQUESTION AND THE FIRM AGREED TO PAY THE BANK AN ADDITIONAL$37,500. SAID AMOUNT WAS PAID UPON EXECUTION OF THE AGREEMENT.THE INVESTMENTS THE BANK PURCHASED ANDSUBSEQUENTLY TOOK EXCEPTION TO WERE, IN MY OPINION, VERYADEQUATELY EXPLAINED TO THEM. ALL THE IMPORTANT FACTS SUCH ASYIELD, MATURITY, LIQUIDITY AND ASSOCIATED RISK WERE DISCLOSEDAND UNDERSTOOD BY THE BANK BEFORE PURCHASE. ALSO, THE BANK HADA HISTORY OF BUYING THIS TYPE OF SECURITY. THERE IS NO DOUBTIN MY MIND THAT IF THESE ISSUES HAD BEEN LITIGATED TO A FINALRESOLUTION, THE RULING WOULD HAVE BEEN IN MY FAVOR.UNFORTUNATELY, LITIGATION IS VERY EXPENSIVE, CONSEQUENTLY MYFIRM FELT THAT A SETTLEMENT IN WHICH NEITHER GUILT NO INNOCENCEWOULD BE DETERMINED WAS THE MORE PRUDENT APPROACH.
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