ANTHONY JOHN CANGEMI

ANTHONY JOHN CANGEMI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1755 BROADWAY AVENUE, NEW YORK, NY, 10019.

ANTHONY JOHN CANGEMI has worked at WELLS FARGO CLEARING SERVICES, LLC since August 10, 2016

Disclosure History

ANTHONY JOHN CANGEMI has 2 Disclosure Event(s).

Date: June 24, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I fell into financial hardship and fell behind on my payments. When I was financially able to I contacted the creditor and settled and satisfied the judgment.

Date: January 31, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: Having gone through the financial crisis, I was able to maintain for a few years but could not keep up with my excessive credit cards expenses. Filing bankruptcy was my only option. Prior to this I have always paid my bills on time and have been a responsible member of society.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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