ANTHONY SCOTT CASELLI

ANTHONY SCOTT CASELLI is currently employed as a Broker and/or Investment Adviser at MAINLINE WEST MUNICIPAL SECURITIES LLC located at 700 SEVENTEENTH ST., SUITE 1500, DENVER, CO, 80202.

ANTHONY SCOTT CASELLI has worked at MAINLINE WEST MUNICIPAL SECURITIES LLC since August 03, 2015

Disclosure History

ANTHONY SCOTT CASELLI has 2 Disclosure Event(s).

Date: October 13, 2006
Category: Criminal
Charges: FALSE REPORTING - FALSE IDENTIFICATION
Disposition: Dismissed
Broker Comment: AT AGE 18 I GAVE INCORRECT NAME TO ARRESTING OFFICER, CHARGE DISMISSED BY JUDGE

Date: January 27, 2006
Category: Criminal
Charges: CONCEALMENT OF MERCHANDISE
Disposition: Dismissed
Broker Comment: AT AGE 18 I TOOK A BELT FROM A DEPARTMENT STORE, CASE DISMISSED BY JUDGE AFTER COMPLETION OF COMMUNITY SERVICE

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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