ANTHONY J CLOUTMAN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 100 FEDERAL ST, BOSTON, MA, 02110.
ANTHONY J CLOUTMAN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
ANTHONY J CLOUTMAN has 1 Disclosure Event(s).
Date: July 31, 1995 Category: Customer Dispute Allegations: CUSTOMER QUESTIONED SUITABILITY OF TRADINGSTRATEGIES UTILIZED Settlement Amount: $20,000.00 Broker Comment: MATTER SETTLED FOR $20,000 WITH NO CONCESSION OFLIABILITY OR WRONGDOING ON BEHALF OF THE FIRM OR FINANCIALCONSULTANT IN ORDER TO AVOID UNCERTAINTIES AND EXPENSE OFLITIGATOIN.Not Provided
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