Anthony N DeGrandi is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 9 MELROSE DR, FARMINGTON, CT, 06032.
Anthony N DeGrandi has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 23, 2009
Disclosure History
Anthony N DeGrandi has 1 Disclosure Event(s).
Date: September 23, 2005 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT MR. DEGRANDI FAILED TO INFORM HIM OF THE CHARGES ASSOCIATED WITH HIS INVESTMENT ACCOUNT. CLIENTS DO NOT SPECIFY COMPENSATORY DAMAGES. Broker Comment: UPON FURTHER INVESTIGATION, IT WAS DETERMINED THAT THE TRANSACTIONS WERE REVERSED UPON NOTIFICATION FROM CLIENT. NEITHER THE CLIENT NOR THE FIRM INCURRED ANY DAMAGES AS A RESULT OF THE TRADE CANCELLATION.
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