ANTHONY JOSEPH DEPALMA

ANTHONY JOSEPH DEPALMA is currently employed as a Broker and/or Investment Adviser at FORESTERS EQUITY SERVICES, INC. located at 28005 SMYTH DRIVE, SUITE 103, VALENCIA, CA, 91355.

ANTHONY JOSEPH DEPALMA has worked at FORESTERS EQUITY SERVICES, INC. since May 24, 2011

Disclosure History

ANTHONY JOSEPH DEPALMA has 1 Disclosure Event(s).

Date: November 08, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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