ANTHONY J DIMAIO

ANTHONY J DIMAIO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 670 6TH AVE, NEW YORK, NY, 10010.

ANTHONY J DIMAIO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 19, 2015

Disclosure History

ANTHONY J DIMAIO has 1 Disclosure Event(s).

Date: May 26, 2016
Category: Customer Dispute
Allegations: The Customer alleges that interest income was missing from her account from December 2015 to May 2016.
Broker Comment: The firm's review confirmed that no funds were missing from the account and that it showed positive returns.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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