ANTHONY JOSEPH DIMEGLIO

ANTHONY JOSEPH DIMEGLIO is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 731 Alexander Rd Ste 300, bldg 1, PRINCETON, NJ, 08540.

ANTHONY JOSEPH DIMEGLIO has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since December 12, 2013

Disclosure History

ANTHONY JOSEPH DIMEGLIO has 2 Disclosure Event(s).

Date: August 01, 2012
Category: Regulatory
Initiated By: STATE OF NEW JERSEY
Allegations: PRODUCER LICENSE WAS DENIED DUE TO GUILTY PLEA ON 5/10/11 FOR ENDANGERING ANOTHER PERSON AND THE ACTIVE 2 YEAR PROBATION PERIOD THAT RESULTED.
Resolution: Consent SanctionDetails:
Sanctions: Denial

Date: April 17, 2010
Category: Criminal
Charges: AGGRAVATED ASSAULT F1
Disposition: Amended
Amended Charges: RECKLESSLY ENDANGERING ANOTHER PERSON
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Convicted

More Information

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