ANTHONY CLEMENT ESPOSITO is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 2504 HWY 35 N, MANASQUAN, NJ, 08736.
ANTHONY CLEMENT ESPOSITO has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 18, 1997
Disclosure History
ANTHONY CLEMENT ESPOSITO has 2 Disclosure Event(s).
Date: July 12, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT HIS INVESTMENT IN MERRILL LYNCH PREFERRED H STOCK WAS MISREPRESENTED. Damage Amount Requested: $2,036.57 Settlement Amount: $2,065.57 Broker Comment: MERRILL LYNCH MADE A BUSINESS DECISION TO SETTLE THIS MARTTER.
Date: September 16, 1996 Category: Customer Dispute Allegations: VIOLATION OF SECTION 12B-1 SECURITIES ACT.DAMAGES NOT SPECIFIED. Broker Comment: N/ACLASS ACTION AGAINST OVER 100 BROKER DEALERSINDIVIDUALS IN SALE OF BENNETT FINDING INVESTMENTS.
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