ANTHONY ALESSIO FERRARA

ANTHONY ALESSIO FERRARA is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 331 NEWMAN SPRINGS RD BLDG 2, 3RD FLOOR, RED BANK, NJ, 07701.

ANTHONY ALESSIO FERRARA has worked at WELLS FARGO CLEARING SERVICES, LLC since August 15, 2013

Disclosure History

ANTHONY ALESSIO FERRARA has 1 Disclosure Event(s).

Date: December 01, 1991
Category: Customer Dispute
Allegations: MISREPRESENTATION REGARDING AMOUNT OF PROFITIF STOCK & OPTION POSITIONS WERE CLOSED OUT & BAD EXECUTIONWHEN THESE POSITIONS WERE CLOSED. ALLEGED DAMAGES OF $74K.
Damage Amount Requested: $74,000.00
Settlement Amount: $50,000.00
Broker Comment: SETTLED FOR $50K. FERRARA WILL CONTRIBUTE$3271.80 TO SETTLEMENT.Not Provided

More Information

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