ANTHONY SAMUEL FULTON

ANTHONY SAMUEL FULTON is currently employed as a Broker and/or Investment Adviser at VANGUARD MARKETING CORPORATION located at 100 VANGUARD BLVD, MALVERN, PA, 19355.

ANTHONY SAMUEL FULTON has worked at VANGUARD MARKETING CORPORATION since December 22, 2011

Disclosure History

ANTHONY SAMUEL FULTON has 4 Disclosure Event(s).

Date: April 21, 2005
Category: Judgment / Lien
Judgment/Lien Amount: $1,136.12
Judgment/Lien Type: Civil

Date: September 01, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $4,046.00
Judgment/Lien Type: Civil

Date: January 09, 2004
Category: Judgment / Lien
Judgment/Lien Amount: $2,674.37
Judgment/Lien Type: Civil

Date: June 17, 2003
Category: Judgment / Lien
Judgment/Lien Amount: $2,570.80
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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