ANTHONY GEORGE GERO

ANTHONY GEORGE GERO is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 1211 AVENUE OF THE AMERICAS, SUITE 3300, NEW YORK, NY, 10036.

ANTHONY GEORGE GERO has worked at RBC CAPITAL MARKETS, LLC since December 02, 2005

Disclosure History

ANTHONY GEORGE GERO has 1 Disclosure Event(s).

Date: October 12, 1999
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT THE INVESTMENT IN BREED TECHNOLOGIES, INC. WAS COMPLETELY INAPPROPRIATE AND THAT PRUDENTIAL SECURITIES WAS AT THE VERY LEAST GROSSLY NEGLIGENT IN ADVISING THAT THIS WAS AN APPROPRIATE INVESTMENT.
Damage Amount Requested: $16,414.31
Broker Comment: CLAIM DENIED.

More Information

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