ANTHONY THOMAS GONZALEZ is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 701 BRICKELL AVE, MIAMI, FL, 33131.
ANTHONY THOMAS GONZALEZ has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 12, 1988
ANTHONY THOMAS GONZALEZ has 4 Disclosure Event(s).
Date: October 20, 1995 Category: Customer Dispute Allegations: UNSUITABLE PURCHASE OF CMA. $1 MILLIONDAMAGES CLAIMED, PLUS INTEREST. Damage Amount Requested: $1,000,000.00 Settlement Amount: $692,000.00 Broker Comment: MERRILL LYNCH AGREED TO PAY $692,000 INSETTLEMENTNot Provided
Date: April 25, 1995 Category: Customer Dispute Allegations: UNSUITABLE INVESTMENT. DAMAGES OF $500,000WERE ALLEGED Damage Amount Requested: $500,000.00 Settlement Amount: $200,000.00 Broker Comment: MERRILL LYNCH PAID CUSTOMERS $200,000. GONZALEZWAS NOT ASKED TO CONTRIBUTE TO SETTLEMENT.Not Provided
Date: February 21, 1995 Category: Customer Dispute Allegations: MISREPRESENTATION; BRCH OF FIDUCIARY DT;ACCOUNT RELATED-NEGLIGENCE; OMISSION OF FACTS Damage Amount Requested: $1,314,000.00 Broker Comment: LITIGATION WAS ADMINISTRATIVELY CLOSED BY THE COURT ON 10/21/1996.
Date: November 16, 1994 Category: Customer Dispute Allegations: UNSUITABLE INVESTMENT. DAMAGES OF$500,000.00. Damage Amount Requested: $500,000.00 Settlement Amount: $200,000.00 Broker Comment: MERRILL LYNCH PAID THE CUSTOMERS $200,000.GONZALEZ WAS NOT ASKED TO CONTRIBUTE TO SETTLEMENT.Not Provided
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