ANTHONY DALE JONES

ANTHONY DALE JONES is currently employed as a Broker and/or Investment Adviser at CETERA FINANCIAL SPECIALISTS LLC located at 4436 RIVERTON DRIVE, ORLANDO, FL, 32817.

ANTHONY DALE JONES has worked at CETERA FINANCIAL SPECIALISTS LLC since June 07, 2016

Disclosure History

ANTHONY DALE JONES has 1 Disclosure Event(s).

Date: August 21, 2010
Category: Financial
Type: Compromise
Disposition: cancellation of debt

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANTHONY DALE JONES, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.