ANTHONY JOSEPH LEONARDO

ANTHONY JOSEPH LEONARDO is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 100 WILLIAM STREET, SUITE 300, WELLESLEY, MA, 02481.

ANTHONY JOSEPH LEONARDO has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

ANTHONY JOSEPH LEONARDO has 2 Disclosure Event(s).

Date: August 31, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 07, 2003
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT HE REQUESTED THE ACCOUNT TO BE TRNSFERREDTO ANOTHER BROKER DEALER,BUT THAT THE TRANSFER DID NOT TAKE PLACE IN A TIMELY FASHION
Damage Amount Requested: $22,002.00
Settlement Amount: $22,577.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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