ANTHONY MICHAEL LOFASO is currently employed as a Broker and/or Investment Adviser at J.W. COLE FINANCIAL, INC. located at 5652 CORPORATE WAY, WEST PALM BEACH, FL, 33407.
ANTHONY MICHAEL LOFASO has worked at J.W. COLE FINANCIAL, INC. since February 28, 2014
Disclosure History
ANTHONY MICHAEL LOFASO has 1 Disclosure Event(s).
Date: October 13, 2006 Category: Customer Dispute Allegations: CLIENTS ALLEGE THEY WERE NOT AWARE THEIR MONIES WERE INVESTED IN TWO 2004 VARIABLE ANNUITY CONTRACTS. CLIENTS ARE REQUESTING TO WAIVE ANY APPLICABLE SURRENDER CHARGES. Damage Amount Requested: $6,082.35 Broker Comment: THE FIRM AGREED TO THE CANCELLATION OF THE CUSTOMERS' ANNUITY CONTRACTS WITHOUT THE IMPOSITION OF A WITHDRAWAL CHARGE. NO LOSS WAS INCURRED BY THE FIRM.
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