ANTHONY JOHN LOMBARDO

ANTHONY JOHN LOMBARDO is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 1560 ORANGE AVENUE, SUITE 650, WINTER PARK, FL, 32789.

ANTHONY JOHN LOMBARDO has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since December 18, 2017

Disclosure History

ANTHONY JOHN LOMBARDO has 2 Disclosure Event(s).

Date: April 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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