ANTHONY N MACALUSO is currently employed as a Broker and/or Investment Adviser at CAPITAL ONE INVESTING, LLC located at 122-03 14th Ave, Flushing, NY, 11356.

ANTHONY N MACALUSO has worked at CAPITAL ONE INVESTING, LLC since January 02, 2015

Disclosure History

ANTHONY N MACALUSO has 2 Disclosure Event(s).

Date: January 04, 2017
Category: Customer Dispute
Allegations: The customer feels he was placed in unsuitable investment due to his state time horizon versus some of the maturities of bonds in the investment.

Date: May 04, 2016
Category: Customer Dispute
Allegations: Received letter filed with the OOTP from customers' son who alleges his parents did not understand the investments with their limited ability to understand English.
Damage Amount Requested: $14,000.00
Broker Comment: Sent denial letter to customer to OOTP and the customer.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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