ANTHONY RALPH MAMPIERI is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 41 S. HIGH STREET, SUITE. 2700, STE 701B, COLUMBUS, OH, 43215.

ANTHONY RALPH MAMPIERI has worked at MORGAN STANLEY since August 20, 2010

Disclosure History

ANTHONY RALPH MAMPIERI has 2 Disclosure Event(s).

Date: August 31, 2017
Category: Customer Dispute
Allegations: Claimant alleged, inter alia, unsuitability with respect to investments in trust account - 2010 to 2017.
Damage Amount Requested: $100,000.00

Date: October 13, 2016
Category: Customer Dispute
Allegations: Claimants alleged, inter alia, unsuitability with respect to structured product investments - 2011 to 2016.
Damage Amount Requested: $891,245.77
Settlement Amount: $110,000.00 16-02876

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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