ANTHONY ALBERT MANISCALCO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9710 THIRD AVE, BROOKLYN, NY, 11209-7742.
ANTHONY ALBERT MANISCALCO has worked at LPL FINANCIAL LLC since February 01, 2018
ANTHONY ALBERT MANISCALCO has 2 Disclosure Event(s).
Date: August 29, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES "IF ANTHONY [MANISCALCO] HAD BEEN TRUTHFUL IN THE BEGINNING SAYING AFTER 13 MONTHS YOU HAVE NO RECOURSE IF YOU LOOSE, ... I WOULD NOT HAVE INVESTED INTO SUCH A RISKY VENTURE WHICH I KNOW LITTLE ABOUT." Damage Amount Requested: $33,768.81 Broker Comment: CLAIM DENIED AS WITHOUT MERIT.
Date: May 03, 2001 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED IMPROPER SOLICITATION OF A VARIABLE ANNUITY PRODUCT IN THAT CUSTOMER STATES SHE WAS NOT IN THE STATE OF NY IN 10/99 AND COULD NOT HAVE SIGNED THE DOCUMENTS THERE AS THE ANNUITY DOCUMENTS INDICATE. Damage Amount Requested: $15,276.51 Settlement Amount: $15,276.51 Broker Comment: CLIENT CONTACTED ME TO REVIEW HER PORTFOLIO. WE DISCUSSED ALTERNATIVE OPTIONS AND AGREED ON THE INVESTMENT IN QUESTION. CLIENT WAS EXPECTED TO SIGN THESE DOCUMENTS IN THE STATE F NEW YORK. CLIENT WAS UNABLE TO KEEP HER SCHEDULED APPOINTMENT. CONSEQUENTLY I FORWARDED THE DOCUMENTS AS A COURTESY WITH NO ATTEMPT TO CIRCUMVENT ANY RULES OR REGULATIONS. I HAVE HAD A TROUBLE FREE RELATIONSHIP WITH THE CLIENT SINCE 1993.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for ANTHONY ALBERT MANISCALCO, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More