ANTHONY ALBERT MANISCALCO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 9710 THIRD AVE, BROOKLYN, NY, 11209-7742.
ANTHONY ALBERT MANISCALCO has worked at LPL FINANCIAL LLC since February 01, 2018
Disclosure History
ANTHONY ALBERT MANISCALCO has 2 Disclosure Event(s).
Date: August 29, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES "IF ANTHONY [MANISCALCO] HAD BEEN TRUTHFUL IN THE BEGINNING SAYING AFTER 13 MONTHS YOU HAVE NO RECOURSE IF YOU LOOSE, ... I WOULD NOT HAVE INVESTED INTO SUCH A RISKY VENTURE WHICH I KNOW LITTLE ABOUT." Damage Amount Requested: $33,768.81 Broker Comment: CLAIM DENIED AS WITHOUT MERIT.
Date: May 03, 2001 Category: Customer Dispute Allegations: CUSTOMERS ALLEGED IMPROPER SOLICITATION OF A VARIABLE ANNUITY PRODUCT IN THAT CUSTOMER STATES SHE WAS NOT IN THE STATE OF NY IN 10/99 AND COULD NOT HAVE SIGNED THE DOCUMENTS THERE AS THE ANNUITY DOCUMENTS INDICATE. Damage Amount Requested: $15,276.51 Settlement Amount: $15,276.51 Broker Comment: CLIENT CONTACTED ME TO REVIEW HER PORTFOLIO. WE DISCUSSED ALTERNATIVE OPTIONS AND AGREED ON THE INVESTMENT IN QUESTION. CLIENT WAS EXPECTED TO SIGN THESE DOCUMENTS IN THE STATE F NEW YORK. CLIENT WAS UNABLE TO KEEP HER SCHEDULED APPOINTMENT. CONSEQUENTLY I FORWARDED THE DOCUMENTS AS A COURTESY WITH NO ATTEMPT TO CIRCUMVENT ANY RULES OR REGULATIONS. I HAVE HAD A TROUBLE FREE RELATIONSHIP WITH THE CLIENT SINCE 1993.
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