ANTHONY DEAN ORIZOTTI is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 3409 GIBSTAY CIRCLE, ANCHORAGE, AK, 99516.
ANTHONY DEAN ORIZOTTI has worked at NYLIFE SECURITIES LLC since June 07, 1990
Disclosure History
ANTHONY DEAN ORIZOTTI has 1 Disclosure Event(s).
Date: October 10, 2001 Category: Customer Dispute Allegations: WITH REGARD TO TWO MUTUAL FUND ACCOUNTS OPENED IN AUGUST 2001, THE CUSTOMER ALLEGES THAT THE INVESTMENT ACCOUNTS HER FUNDS WERE PUT INTO WERE NOT IN KEEPING WITH HER "CONSERVATIVE NATURE." THE CUSTOMER REQUESTS TO HAVE THE TRANSACTIONS REVERSED WITH ALL FEES REFUNDED. THE AMOUNT BELOW REFLECTS THE TOTAL AMOUNT INVESTED. Damage Amount Requested: $475,000.00 Settlement Amount: $475,000.00 Broker Comment: UPON REVIEW OF POLICY RECORDS, NEW YORK LIFE OFFERED TO RESCIND THE MUTUAL FUND ACCOUNTS AND REFUND $475,000 TO THE CUSTOMER. THE CUSTOMER ACCEPTED THE OFFER.
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