ANTHONY ANDREW PUPPO is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 445 BROADHOLLOW ROAD, SUITE 405, MELVILLE, NY, 11747.

ANTHONY ANDREW PUPPO has worked at PRUCO SECURITIES, LLC. since July 09, 2012

Disclosure History

ANTHONY ANDREW PUPPO has 1 Disclosure Event(s).

Date: January 25, 2016
Category: Customer Dispute
Allegations: The client alleges that representative did not fully disclose all the facts regarding a guaranteed interest rate and surrender charges.
Damage Amount Requested: $95,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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